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1.生态环境部环境与经济政策研究中心 北京 100029
2. 中国制冷学会 北京 100142
李丽平,女,正高级工程师,生态环境部环境与经济政策研究中心,13520659761,E-mail:li.liping@prcee.org。研究方向:减污降碳协同、全球环境政策、应对气候变化。
收稿:2025-02-21,
修回:2025-04-11,
录用:2025-04-15,
纸质出版:2026-04-16
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刘金淼,张彬,李丽平等.欧美HFCs配额制度分析及启示[J].制冷学报,2026,47(02):12-19.
Liu Jinmiao,Zhang Bin,Li Liping,et al.Analysis and Implications of the Hydrofluorocarbon Allowance Allocation Systems in the European Union and United States[J].Journal of Refrigeration,2026,47(02):12-19.
刘金淼,张彬,李丽平等.欧美HFCs配额制度分析及启示[J].制冷学报,2026,47(02):12-19. DOI: 10.12465/issn.0253-4339.20250221002. CSTR: XXXXX.XX.XXX.20250221002.
Liu Jinmiao,Zhang Bin,Li Liping,et al.Analysis and Implications of the Hydrofluorocarbon Allowance Allocation Systems in the European Union and United States[J].Journal of Refrigeration,2026,47(02):12-19. DOI: 10.12465/issn.0253-4339.20250221002. CSTR: XXXXX.XX.XXX.20250221002.
系统研究了欧盟和美国HFCs配额管理制度与实践经验,重点分析了欧美HFCs管控思路、HFCs配额分配机制和核算规则,并对比了两者的制度特点。研究结果表明:欧美在HFCs管控中均注重协同推进《基加利修正案》履约与气候中和目标的实现,通过经济手段和市场机制促进HFCs削减。其中,欧盟率先采用付费配额模式,强化市场约束;美国则采用免费配额和配额转让抵消相结合的模式,灵活运用市场工具。此外,两者均建立了基于物质GWP值的配额核算方法,美国还专门开发了HFCs配额分配的工具箱。我国自2024年起对HFCs实施配额许可管理,欧美HFCs配额制定经验可为我国《基加利修正案》履约提供一定参考。
Although hydrofluorocarbons (HFCs) do not deplete the stratospheric ozone layer, a few of these have high Global Warming Potentials (GWPs) ranging from 12 to 14 000. At present, these chemicals are widespread in air conditioners, refrigerators, aerosols, foams, and other products. This study systematically analyzed HFC allowance allocation systems and the practical experiences from the European Union and United States. The focus is on analyzing HFC control concepts, quota allocation mechanisms, and calculation rules in the EU and US, as well as the characteristics of the two systems. It has been observed that both the EU and US have adopted synergistic approaches to protect the ozone layer and address climate change. They jointly promote the implementation of the Kigali Amendment and achievement of climate neutrality goals, and reduce HFCs through economic measures and market mechanisms. Specifically, the EU was the first to adopt paid quotas, thereby strengthening the market constraints. Meanwhile, the US flexibly used market tools, including free quotas with a quota transfer offset system. Additionally, both have established quota-accounting methods based on the GWP values of substances, and the US has developed a toolbox for HFC quota allocation. China implemented the HFCs quota licensing system in 2024. The experiences of the HFC allowance allocation systems in the EU and US can provide references for China's compliance with the Kigali Amendment.
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TONG Zhen , WEN Xinran , HAN Zekun , et al . Effect of flow resista nce in adiabatic part on the thermal performance of CO 2 , R134a, and R410A two-phase thermosyphon loops [J]. Journal of Refrigeration , 2024 , 45 ( 4 ): 28 - 35 .
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郭晓林 , 陈敬良 , 李雄亚 , 等 . 全球主要国家和地区制冷剂替代进展与展望 [J]. 制冷与空调(北京) , 2023 , 23 ( 7 ): 55 - 63 .
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United States Environmental Protection Agency . HFC data hub [EB/OL]. ( 2024-12-17 )[ 2024-12-30 ]. https://www.epa.gov/climate-hfcs-reduction/hfc-data-hub-0 https://www.epa.gov/climate-hfcs-reduction/hfc-data-hub-0 .
王倩 . 欧盟含氟温室气体管控政策及对我国相关进出口管理的启示 [J]. 化工环保 , 2020 , 40 ( 6 ): 650 - 656 .
WANG Qian . EU's control policy on fluorinated greenhouse gas and its enlightenment to China's import and export management [J]. Environmental Protection of Chemical Industry , 2020 , 40 ( 6 ): 650 - 656 .
The United States of America nationally determined contribution [EB/OL]. ( 2024-12-19 ) [ 2024-12-31 ]. https://unfccc.int/sites/default/files/2024-12/United%20States% 202035%20NDC.pdf https://unfccc.int/sites/default/files/2024-12/United%20States%202035%20NDC.pdf .
European Commission . Regulation (EU) No 517/2014 of the European Parliament and of the Council of 16 April 2014 on fluorinated greenhouse gases and repealing Regulation (EC) No 842 / 2006 Text with EEA relevance [EB/OL]. ( 2014-05-20 )[ 2024-12-30 ]. https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32 014R0517&qid=1608306002561 https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32014R0517&qid=1608306002561 .
United States Environmental Protection Agency . Federal Register link to HFC allocation final rule [EB/OL]. ( 2023-07-12 )[ 2024-12-30 ]. https://www.federalregister.gov/documents/2023/07/12/2023-14189/phasedown-of-hydrof-luorocarbons-adjustment-to-the-hydrofluorocarbon-pro-duction-baseline https://www.federalregister.gov/documents/2023/07/12/2023-14189/phasedown-of-hydrof-luorocarbons-adjustment-to-the-hydrofluorocarbon-pro-duction-baseline .
United States Environmental Protection Agency . Phasedown of hydrofluorocarbons: allowance allocation methodology for 2024 and later years [EB/OL]. ( 2023-07-20 )[ 2024-12-29 ]. https://www.federalregister.gov/documents/2023/07/20/2023-14312/phasedown-of-hydrofluorocarbons-allowance-allocation-methodology-for-2024-and-later-years https://www.federalregister.gov/documents/2023/07/20/2023-14312/phasedown-of-hydrofluorocarbons-allowance-allocation-methodology-for-2024-and-later-years .
United States Environmental Protection Agency . Overview of allowances and exchange values (pdf) [EB/OL]. ( 2021-10-01 )[ 2024-12-27 ]. https://www.epa.gov/system/files/documents/2021-11/hfc-allocation-rule-ev-fact-sheet.pdf https://www.epa.gov/system/files/documents/2021-11/hfc-allocation-rule-ev-fact-sheet.pdf .
United States Environmental Protection Agency . HFC allowance calculator (xlsx) [EB/OL]. ( 2022-02-01 )[ 2024-12-30 ]. https://view.officeapps.live.com/op/view.aspx?src=https%3A%2F%2Fwww.epa.gov%2Fsystem%2Ffiles%2Fdocuments%2F2021-10%2Fhfc-allowance-calculator.xlsx&wdOrigin=BROWSELINK https://view.officeapps.live.com/op/view.aspx?src=https%3A%2F%2Fwww.epa.gov%2Fsystem%2Ffiles%2Fdocuments%2F2021-10%2Fhfc-allowance-calculator.xlsx&wdOrigin=BROWSELINK .
中华人民共和国生态环境部 . 冻结和削减氢氟碳化物,持续推进气候行动——纪念2024年9.16国际保护臭氧层日 [EB/OL]. ( 2024-09-16 )[ 2024-09-17 ]. https://www.mee.gov.cn/ywdt/hjywnews/202409/t20240916_1086092.shtml https://www.mee.gov.cn/ywdt/hjywnews/202409/t20240916_1086092.shtml .
Ministry of Ecology and Environment of the People's Republic of China . Freezing and reducing hydrofluorocarbons, and continuously advancing climate action — Commemorating the International Day for the Preservation of the Ozone Layer 16 September 2024 [EB/OL]. ( 2024-09-16 )[ 2024-09-17 ]. https://www.mee.gov.cn/ywdt/hjywnews/202409/t20240916_1086092.shtml https://www.mee.gov.cn/ywdt/hjywnews/202409/t20240916_1086092.shtml .
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